Earn CLE & CPE credits
New for this year, CLE credits are now available! In addition to CPE, PEI is pleased to offer our attendees continuing legal education credits.
Gain actionable tools & strategies
Acquire tips and tricks for structuring and running an effective compliance program from experienced CCOs, General Counsels and the SEC.
Connect with your peers
This unique event affords compliance professionals the opportunity to exchange ideas, benchmark strategies and learn how to handle current trends impacting the industry.
» Considerations for private fund compliance managers in the new administration
» Lessons learned in managing risk during COVID-19
» Procedures for diversity and ESG impelemtnation
» What you need to know about the new marketing rule
» The proposed HSR rule changes
» CCO and CFO and COO and…small(er) firm compliance challenges
» CCO/GC Think-Tank
General Counsel and Chief Compliance Officer
NovaQuest Capital Management
Managing Director and Chief Compliance Officer
Stone Point Capital
Chief Compliance Officer
Managing Director, General Counsel & Chief Compliance Officer
Previous attendees included:
What our attendees say about the Forum
This is the most informative of the conferences I do every year
Leerink Capital Partners
One of my go to events each year due to the timely program content and excellent panelists.
Excellent event, with all topics being highly relevant
Earn CLE & CPE credits
PEI is registered with the National Association of State Boards of Accountancy
(NASBA) as a sponsor of continuing professional education on the National Registry
of CPE Sponsors. State boards of accountancy have final authority on the acceptance
of individual courses for CPE credit. Complaints regarding registered sponsors may
be addressed to the National Registry of CPE Sponsors through its website: www.
If you are interested in a speaking role at the 2021 virtual Forum, please contact Kellie Green at firstname.lastname@example.org.
Day 1 - Wednesday 12th
Opening Keynote Interview | Risk alert: conflicts of interest, fees and expenses, & code of ethics rules
Panel Discussion | Biden administration: considerations for private fund compliance managers
Breakout session A | COVID 19: lessons learned in managing risk
Breakout session B | Diversity & ESG: compliance procedures for implementation & oversight
Lunch networking break
Panel Discussion | Cybersecurity: key considerations for a remote workforce & mitigating the impact of a cyber event
Breakout session A | Advertising & solicitation: what you need to know about the new marketing rule for investment advisers
Breakout session B | Fund obligation management: strategies for streamlining operations
CCO & GC Only Think Tank Session
Closed-door session to meet with peers in the industry to discuss the most pressing challenges having an impact on their role and responsibilities
Close of day one
Day 2 - Thursday 13th
Women's Networking Roundtable
Breakout session A | Conditional exemption for finders: the potential impact
Breakout session B | Key antitrust issues for private equity: proposed HSR rule changes
Networking lunch break
Breakout session A | The CCO/CFO/COO: unique challenges for those wearing many hats
Breakout session B | Moving from single to multiple strategies: cost-efficient approaches for dealing with the expanding compliance function
Close of day two
PEI’s Private Fund Compliance Spring Forum events offer a unique opportunity for providers to engage and connect with senior compliance professionals in the private equity sector through thought leadership, networking, and more.
For exclusive sponsorship packages for 2021, contact Cristiana Crocco at email@example.com call +1 646 921 0923.
Satisfy your continuing education credit requirements
New for this year, attendees can now fulfill their CLE credit requirements in addition to CPE credits!
PEI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.